Philip L. Fazio

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Philip L. Fazio, D.B.A., CFP, CIMA, CWM, CAPM, QM

Assistant Professor

 https://orcid.org/0000-0001-7516-8076

  • International Business Center (IBC)

Personal profile

See full bio

https://www.lynn.edu/campus-directory/people/philip-fazio

Education/Academic qualifications

B.S., Commerce and Engineering, Drexel University

M.S., Finance, DePaul University

D.B.A., Nova Southeastern University

Professional Information

  • Financial advisor at a large national broker-dealer specializing in financial planning, managed money and high net-worth domestic and international individuals.

Professional Organizations

  • Past chair of the Council on Examinations for the CFP(r) board
  • Past chair of the Certification Commission for Investment Management Consultants
  • Served on the CFP Boards Discipline and Ethics Commission for 2021 and 2022, a disciplinary regime that addresses material breaches of CFP ethics.
  • Dr. Fazio has over 30 citations on his work with small-cap stocks capital structure and executive compensation of family-owned public small-cap firms.

Professional Qualifications, Certifications, and Licenses

  • Certified Financial Planning (CFP), 2002
  • Certified Investment Management Analyst, 2007

Related documents

  • 3 Article
  • 1 Conference session