Personal profile
See full bio
Education/Academic qualifications
B.S., Commerce and Engineering, Drexel University
M.S., Finance, DePaul University
D.B.A., Nova Southeastern University
Professional Information
- Financial advisor at a large national broker-dealer specializing in financial planning, managed money and high net-worth domestic and international individuals.
Professional Organizations
- Past chair of the Council on Examinations for the CFP(r) board
- Past chair of the Certification Commission for Investment Management Consultants
- Served on the CFP Boards Discipline and Ethics Commission for 2021 and 2022, a disciplinary regime that addresses material breaches of CFP ethics.
- Dr. Fazio has over 30 citations on his work with small-cap stocks capital structure and executive compensation of family-owned public small-cap firms.
Professional Qualifications, Certifications, and Licenses
- Certified Financial Planning (CFP), 2002
- Certified Investment Management Analyst (CIMA), 2007
- Certified Associate in Project Management (CAPM)
- CWM
- QM
Related documents
Expertise related to UN Sustainable Development Goals
In 2015, UN member states agreed to 17 global Sustainable Development Goals (SDGs) to end poverty, protect the planet and ensure prosperity for all. This person’s work contributes towards the following SDG(s):
-
SDG 4 Quality Education -
SDG 8 Decent Work and Economic Growth -
SDG 9 Industry, Innovation, and Infrastructure -
SDG 10 Reduced Inequalities -
SDG 16 Peace, Justice and Strong Institutions -
SDG 17 Partnerships for the Goals
-
Artificial Intelligence in Higher Education: A Case Study of Faculty Teaching Methodologies at a Private University
Ramsey, E., Antoniou, G., Peroni, M., Lanfranco, K., Muckridge, B., Ghattas, R., Fazio, P. L., Wallberg, W., Porta, S., Smith, M., Solomon, G., Migliano, K. & Wolf, D. G., May 2 2025.Research output: Contribution to conference › Conference session
Open AccessFile5 Downloads (Pure) -
Artificial Intelligence in Higher Education: A Case Study of Faculty Teaching Methodologies at a Private University
Ramsey, E., Antoniou, G., Peroni, M., Muckridge, B., Ghattas, R., Fazio, P. L., Wallberg, W., Porta, S., Solomon, G., Smith, M., Migliano, K., Lanfranco, K., Qian, L. & Wolf, D. G., Jun 30 2025, In: International Journal of Academic Studies in Science and Education (IJASSE). 3, 1, p. 1-30 30 p.Research output: Contribution to journal › Article › peer-review
Open AccessFile16 Downloads (Pure) -
Revolutionizing Higher Ed: AI’s Impact on Faculty and Pedagogy
Antoniou, G., Wolf, D. G., Ramsey, E., Peroni, M., Porta, S., Fazio, P. L. & Migliano, K., May 1 2025.Research output: Contribution to conference › Conference session
Open AccessFile6 Downloads (Pure) -
Family Ownership, Control and Corporate Capital Structure: An Examination of Small Capitalization Public Firms
Baek, H. Y., Cho, D. D. & Fazio, P. L., Jul 11 2016, In: Journal of Family Business Management. 6, 2, p. 169-185 17 p.Research output: Contribution to journal › Article › peer-review
-
The Effect of Family Ownership and Control on Equity-Based Compensation: Evidence from S&P SmallCap firms
Baek, H. Y. & Fazio, P. L., Apr 13 2015, In: Journal of Family Business Management. 5, 1, p. 55-72 18 p.Research output: Contribution to journal › Article › peer-review
-
Effect of Family Ownership and Management on CEO Compensation and Dividend Policy in Small-Cap Firms
Maskara, P. K., Fazio, P. L. & Baek, H. Y., Oct 2014, In: Journal of International Finance Studies (JIFS). 14, 3, p. 21-40 20 p.Research output: Contribution to journal › Article › peer-review
-
Family Ownership, Top Executive Compensation and Dividend Income: A Small-Cap Evidence
Baek, H. Y., Maskara, P. K. & Fazio, P. L., 2014.Research output: Contribution to conference › Conference session